RedFlag, Allegation and/or Complaint against SCOTT ANTHONY GASSEN
Disclosure #1 for SCOTT GASSEN
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- Event Date: 8/20/2000
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: CHARGE: STEALING. 1. 1 COUNT; 2. MISDEMEANOR; 3.PLEA-GUILTY; 4. N/A
- Charge Type: MISDEMEANOR
- Disposition: A. CONVICTED; B. 11/17/2000; C. FINE AND COSTS; D. N/A; E. N/A; F. $150; G. 11/17/2000
- Broker Comment: TOOK A 12 PACK OF BEER FROM A GAS STATION AFTER IT WAS PAST THE LEGAL TIME TO BUY. THE WAS A GAS STATION NEXT TO MY FRATERNITY WHO KNEW ME AND ALLOWED ME TO TAKE BEER WHEN IT WAS PAST THE TIME TO BUY AND PAY THE NEXT DAY. I DIDN’T REALIZE THEY NO LONGER ALLOWED THIS SINCE I HAD MOVED BACK TO ST. LOUIS A FEW MONTHS PRIOR.
Should I file a FINRA complaint against brokers like SCOTT ANTHONY GASSEN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:38 pm
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