RedFlag, Allegation and/or Complaint against Kimberly Sue Dwyer
Disclosure #1 for Kimberly Dwyer
- Event Date: 11/6/2019
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: The customer alleged when RR sold her a VUL in March 2019 she misrepresented that the cash value would be invested in market-based subaccounts and failed to disclose surrender charges.
- Damage Amount Requested: $43,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like Kimberly Sue Dwyer?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Kimberly Sue Dwyer’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About Kimberly Sue Dwyer
What is Kimberly Dwyer’s Central Registration Depository (CRD) Number?
Which firm is Kimberly Sue Dwyer associated with?
THRIVENT INVESTMENT MANAGEMENT INC.
Where is Kimberly Dwyer located?
14492 N SHELDON RD STE 350, PLYMOUTH, MI, 48170
Where can I find more details about Kimberly Dwyer’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.
Are there any disclosures, allegations or complaints filed against Kimberly Sue Dwyer?
Where can I download a detailed FINRA report for Kimberly Dwyer?
Is it safe to do business with Kimberly Sue Dwyer?
We’re not sure. Please research Kimberly Dwyer’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:34 pm
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