James Michael Wuest at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7488573

Disclosure #1 for James Wuest

    • Event Date: 1/30/2011
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Aggravated DWI, refusal to submit
    • Disposition: Reduced
    • Amended Charges: Careless Driving (Careless, Inattentive, or Imprudent)
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Convicted
    • Broker Comment: The charges were related to a moving violation and were ultimately dismissed and reduced after being charged with a felony, and two misdemeanors. All conditions of the reduced charges were complete by 02/2012.

Should I file a FINRA complaint against brokers like James Michael Wuest?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by James Michael Wuest’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About James Michael Wuest

What is James Wuest’s Central Registration Depository (CRD) Number?

Which firm is James Michael Wuest associated with?


Where is James Wuest located?

4155 East Jewell Ave, Denver, CO, 80222

Where can I find more details about James Wuest’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against James Michael Wuest?

Yes. There are disclosures, allegations, or complaints filed against James Michael Wuest. Click here to view all details

Where can I download a detailed FINRA report for James Wuest?

Click here to download a detailed FINRA report for James Wuest

Is it safe to do business with James Michael Wuest?

We’re not sure. Please research James Wuest’s disclosures, allegations and complaints before taking a decision

Originally posted on November 17, 2022 @ 8:43 pm



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