DANIEL JOSEPH PACELLA at SANFORD C. BERNSTEIN & CO., LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5069689

Disclosure #1 for DANIEL PACELLA

    • Event Date: 8/21/2020
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: The Customer alleged unsuitable investment recommendations.
    • Damage Amount Requested: $739,000.00
    • Settlement Amount: $250,000.00
    • Arbitration Docket Number:
    • Broker Comment: The Firm and the Registered Representative deny the allegations and believe they are without merit. Customer chose to invest in the product at issue after the risk of loss was fully disclosed and after the customer independently determined that the product was an appropriate investment. In effect, the Customer is expecting the Registered Representative and the Firm to guarantee the investment’s performance. By entering into a settlement with the Customer, the Firm and the Registered Representative admit no liability whatsoever and deny any and all liabilities claimed by the Customer.

Should I file a FINRA complaint against brokers like DANIEL JOSEPH PACELLA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by DANIEL JOSEPH PACELLA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About DANIEL JOSEPH PACELLA

What is DANIEL PACELLA’s Central Registration Depository (CRD) Number?

Which firm is DANIEL JOSEPH PACELLA associated with?


Where is DANIEL PACELLA located?


Where can I find more details about DANIEL PACELLA’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/104474 to read a detailed report for SANFORD C. BERNSTEIN & CO., LLC

Are there any disclosures, allegations or complaints filed against DANIEL JOSEPH PACELLA?

Yes. There are disclosures, allegations, or complaints filed against DANIEL JOSEPH PACELLA. Click here to view all details

Where can I download a detailed FINRA report for DANIEL PACELLA?

Click here to download a detailed FINRA report for DANIEL PACELLA

Is it safe to do business with DANIEL JOSEPH PACELLA?

We’re not sure. Please research DANIEL PACELLA’s disclosures, allegations and complaints before taking a decision

Originally reported on November 17, 2022 @ 8:37 pm



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