Carlton Levi Kennedy at SECURIAN FINANCIAL SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 7000120
Carlton Levi Kennedy is an Investment Adviser, associated with SECURIAN FINANCIAL SERVICES, INC. located at ST PAUL, MN. Carlton Kennedy’s Central Registration Depository (CRD) number is 7000120 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Carlton Kennedy

    • Event Date: 6/13/2014
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged


Should I file a FINRA complaint against brokers like Carlton Levi Kennedy?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Carlton Levi Kennedy’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Carlton Levi Kennedy

What is Carlton Kennedy’s Central Registration Depository (CRD) Number?

7000120

Which firm is Carlton Levi Kennedy associated with?

SECURIAN FINANCIAL SERVICES, INC.

Where is Carlton Kennedy located?

400 ROBERT STREET NORTH, ST PAUL, MN, 55101

Where can I find more details about Carlton Kennedy’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/15296 to read a detailed report for SECURIAN FINANCIAL SERVICES, INC.

Are there any disclosures, allegations or complaints filed against Carlton Levi Kennedy?

Yes. There are disclosures, allegations, or complaints filed against Carlton Levi Kennedy. Click here to view all details

Where can I download a detailed FINRA report for Carlton Kennedy?

Click here to download a detailed FINRA report for Carlton Kennedy

Is it safe to do business with Carlton Levi Kennedy?

We’re not sure. Please research Carlton Kennedy’s disclosures, allegations and complaints before taking a decision


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Originally reported on November 17, 2022 @ 8:38 pm

 


 

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